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PF

Patrick A. Fry

KELLOGG ASSET MANAGEMENT
Green Bay, WI 54301
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CRD#: 1884853
PF

Professional summary


Patrick Andrew Fry is a registered financial advisor currently at KELLOGG ASSET MANAGEMENT, LLC located in Green Bay, Wisconsin.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Patrick has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 53, Series 4 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Patrick Andrew Fry's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 15, 2010 - Present

KELLOGG ASSET MANAGEMENT, LLC

Office #1: 200 North Adams Street, Green Bay, WI 54301
RIA
CRD#: 150031
Green Bay, WI
Past

November 11, 2013 - June 12, 2019

ASSOCIATED INVESTMENT SERVICES, INC.

BD
CRD#: 1464
GREEN BAY, WI
Past

June 5, 2001 - January 2, 2013

ASSOCIATED INVESTMENT MANAGEMENT LLC

RIA
CRD#: 111086
GREEN BAY, WI
Past

February 2, 1989 - November 8, 2011

ASSOCIATED INVESTMENT SERVICES, INC.

BD
CRD#: 1464
GREEN BAY, WI
Past

October 19, 1988 - February 10, 1989

ASSOCIATED BROKERAGE, INC.

BD
CRD#: 17546
GREEN BAY, WI

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KELLOGG ASSET MANAGEMENT, LLC
KELLOGG ASSET MANAGEMENT, LLC

CRD#: 150031 / SEC#: 801-70113

RIA
Registered Investment Advisory firm - (5/11/2009 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(1/15/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 11/9/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


KA
KELLOGG ASSET MANAGEMENT, LLC
KELLOGG ASSET MANAGEMENT, LLC

CRD#: 150031 / SEC#: 801-70113

RIA
Registered Investment Advisory firm - (5/11/2009 Approved)
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Contact information


Main Address
200 North Adams Street, Green Bay, WI 54301
Mailing Address
Phone number
(800) 236-5215
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (3 States and Territories)


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Documents


Latest Form ADV

Part 2 Brochures

KELLOGG ASSET MANAGEMENT FORM ADV PART 2 - 03/19/2025 (3/19/2025)

Regulatory assets under management


Total Number of Accounts108
AUM (Assets Under Management)$ 2,651,598,328

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
08/15/2025
Cover Page
09/26/2024
08/21/2023
10/19/2022

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KELLOGG ASSET MANAGEMENT, LLC

CRD#: 150031Green Bay, WI 54301

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