Stephen M. Rudman
Professional summary
Stephen Mark Rudman, who also goes by Stephan Mark Rudman, Stephen Mark Rudman Rudman, is a registered financial professional currently at ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1988. Stephen has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Mark Rudman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2018 - Present
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
Office #1: 437 Madison Avenue Suite 1904, New York, NY 10022June 10, 2016 - June 22, 2018
UBS ASSET MANAGEMENT (US) INC.
July 24, 2013 - December 31, 2015
FORESIDE FUND SERVICES, LLC
April 23, 2013 - July 26, 2013
RAFFERTY CAPITAL MARKETS, LLC
February 14, 2011 - May 7, 2012
PIMCO INVESTMENTS LLC
February 26, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
July 6, 2001 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
November 1, 1996 - June 28, 2001
EATON VANCE DISTRIBUTORS, INC.
May 16, 1990 - November 1, 1996
EATON VANCE DISTRIBUTORS, INC.
June 26, 1989 - May 4, 1990
A. G. EDWARDS & SONS, INC.
October 19, 1988 - June 27, 1989
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD#: 152920 / SEC#: , 8-68490
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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