Scott D. Knapp

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CRD#: 1884700

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott David Knapp, CFA was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1988. Scott had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADJUNCT INSTRUCTOR LAKELAND COMMUNITY COLLEGE. TEACHING UNDERGRADUATE COURSES IN ECONOMICS AND CORPORATE FINANCE. START DATE 12/12. ADDRESS: 3591 ANDERSON ST MADISON WI 53704. NOT INVESTMENT RELATED. DEVOTE 28 HR/MO TO ACTIVITY WITH 0 HRS DURING SECURITIES TRADING HRS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

September 12, 2014 - January 17, 2024

TRUSTAGE INVESTMENT MANAGEMENT

RIA

CRD#: 105960

MADISON, WI

Past

January 13, 2000 - September 12, 2014

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Fitchburg, WI

Past

October 24, 1994 - January 17, 2024

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

MADISON, WI

Past

March 23, 1994 - May 23, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 1, 1991 - October 19, 1992

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 28, 1991 - October 2, 1991

THE ANDERSONS INVESTMENT SERVICES CORP.

CRD#: 24722

Past

September 19, 1990 - February 14, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 11, 1988 - May 1, 1990

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 11, 1988 - May 1, 1990

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

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Contact information

Main Address

5910 Mineral Point Rd, Madison, WI 53705

Mailing Address

Phone number

(608) 238-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Scott D. Knapp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUDENTIAL EQUITY GROUP, LLC

THE ANDERSONS INVESTMENT SERVICES CORP.

LEHMAN BROTHERS INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUSTAGE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/1995

Series 63

Date: 9/25/1990

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1990

Series 6

Date: 11/10/1988

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Contact information

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