Andrew J. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Forrestall Hamilton SR, who also goes by Andrew James Forrestall Hamilton, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1988. Andrew had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2019 - March 25, 2020
PROMANAGE, LLC
September 16, 2016 - August 10, 2018
IPI WEALTH MANAGEMENT, INC.
September 16, 2016 - August 10, 2018
INVESTMENT PLANNERS, INC.
September 29, 2006 - November 5, 2015
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - November 5, 2015
BLACKROCK INVESTMENTS, LLC
April 16, 2003 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
April 15, 2003 - September 29, 2006
FAM DISTRIBUTORS, INC.
November 14, 2001 - April 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 1997 - April 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 1993 - January 21, 1997
MFS FUND DISTRIBUTORS, INC.
December 2, 1988 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PROMANAGE, LLC
CRD#: 133357 / SEC#: 801-63719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROMANAGE, LLC
CRD#: 133357 / SEC#: 801-63719
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 6,071,295,979 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
