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Andrew James Forrestall Hamilton Sr

CRD# 1884233·Registered 1988 - 2020
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew James Forrestall Hamilton SR, who also goes by Andrew James Forrestall Hamilton, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1988 - 2020. Andrew had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew James Forrestall Hamilton

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

PROMANAGE, LLC·CRD# 133357
RIA
Indianapolis, IN
March 22, 2019 - March 25, 2020
IPI WEALTH MANAGEMENT, INC.·CRD# 111872
RIA
Indianapolis, IN
September 16, 2016 - August 10, 2018
INVESTMENT PLANNERS, INC.·CRD# 18557
BD
Decatur, IL
September 16, 2016 - August 10, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC·CRD# 108928
RIA
Princeton, NJ
September 29, 2006 - November 5, 2015
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
Princeton, NJ
September 29, 2006 - November 5, 2015
MERRILL LYNCH INVESTMENT MANAGERS LP·CRD# 105068
RIA
Indianapolis, IN
April 16, 2003 - September 29, 2006
FAM DISTRIBUTORS, INC.·CRD# 4100
BD
New York, NY
April 15, 2003 - September 29, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Indpls, IN
November 14, 2001 - April 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 30, 1997 - April 15, 2003
MFS FUND DISTRIBUTORS, INC.·CRD# 31052
BD
Boston, MA
July 30, 1993 - January 21, 1997
MFS FINANCIAL SERVICES, INC.·CRD# 18309
BD
Boston, MA
December 2, 1988 - December 31, 1994

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Current Firm

PL
PROMANAGE, LLC

PROMANAGE, LLC

CRD#: 133357 / SEC#: 801-63719
RIA
Registered Investment Advisory firm - SEC (12/13/2004 Approved)

Contact Information

Main Address

130 E Randolph St Suite 2825, Chicago, IL 60601

Phone Number

(312) 456-0665

# of Employees

9

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

PROMANAGE ADV2A ALL SERVICES (10/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

3

AUM (Assets Under Management)

$4,058,757,523

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PL
PROMANAGE, LLC

PROMANAGE, LLC

CRD#: 133357 / SEC#: 801-63719
RIA
Registered Investment Advisory firm - SEC (12/13/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1988About the Series 6 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2001About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2001About the Series 10 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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