Adam D. Gitstein
Professional summary
Adam David Gitstein was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Adam had worked at 7 firms, which includes FIRST MADISON SECURITIES INC., FIRST MONTAUK SECURITIES CORP., INVESTACORP INC., SECURITIES SERVICE NETWORK LLC, BOLTON GLOBAL CAPITAL, MEYERS POLLOCK ROBBINS INC., NORTHEAST SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 1998 - February 1, 2000
FIRST MADISON SECURITIES, INC.
June 12, 1997 - January 20, 1998
FIRST MONTAUK SECURITIES CORP.
November 20, 1996 - May 29, 1997
INVESTACORP, INC.
December 6, 1995 - August 19, 1996
SECURITIES SERVICE NETWORK, LLC
June 5, 1995 - September 1, 1995
BOLTON GLOBAL CAPITAL
October 5, 1994 - June 5, 1995
FIRST MONTAUK SECURITIES CORP.
May 19, 1994 - August 19, 1994
MEYERS POLLOCK ROBBINS, INC.
February 25, 1994 - May 24, 1994
NORTHEAST SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST MADISON SECURITIES, INC.
CRD#: 38820 / SEC#: , 8-48429
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
