Raymond F. Schickling

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CRD#: 1884118

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Raymond Francis Schickling, who also goes by Ray Schickling, was a registered financial professional .

Raymond is a previously registered financial professional and started their career in finance in 1988. Raymond had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ray Schickling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 5, 2019 - January 13, 2026

GILL CAPITAL PARTNERS, LLC

RIA

CRD#: 14559

DENVER, CO

Past

April 5, 2019 - January 13, 2026

GILL CAPITAL PARTNERS, LLC

CRD#: 14559

DENVER, CO

Past

January 1, 2016 - December 31, 2019

CHERRY STREET PARTNERS

RIA

CRD#: 111711

DENVER, CO

Past

January 15, 2014 - March 14, 2019

APW CAPITAL, INC.

CRD#: 43814

DENVER, CO

Past

November 14, 2011 - November 1, 2012

FINANCIAL TELESIS INC

RIA

CRD#: 31012

DENVER, CO

Past

November 14, 2011 - November 1, 2012

FINANCIAL TELESIS INC

CRD#: 31012

DENVER, CO

Past

April 22, 2004 - July 26, 2011

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

DENVER, CO

Past

March 22, 2004 - July 26, 2011

STANCORP EQUITIES, INC.

CRD#: 19517

DENVER, CO

Past

February 24, 1999 - February 18, 2004

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

March 30, 1989 - January 12, 1999

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

March 30, 1989 - January 12, 1999

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

October 21, 1988 - April 19, 1989

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GILL CAPITAL PARTNERS, LLC

CRD#: 14559 / SEC#: 801-67301, 8-30563

RIA

Registered Investment Advisory firm - SEC (12/15/2006 Approved)

Colorado

Registered Investment Advisory firm - SEC (1/4/2007 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/20/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/16/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GILL CAPITAL PARTNERS, LLC

CRD#: 14559 / SEC#: 801-67301, 8-30563

RIA

Registered Investment Advisory firm - SEC (12/15/2006 Approved)

Colorado

Registered Investment Advisory firm - SEC (1/4/2007 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

4582 S Ulster Street Suite 1400, Denver, CO 80237

Mailing Address

4582 S Ulster Street Suite 1400, Denver, CO 80237

Phone number

(303) 296-6260

Established

Colorado since 01/01/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (11 States and Territories)

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GCP ADV PART 2A BROCHURE 3.31.2025 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OBW, LLC	MEMBER
O'BRIEN CAPITAL MANAGEMENT, INC.	ELECTED MANAGER
O'BRIEN, JAMES ROBERT	MANAGER	1594632
ROJAS, LESLIE SQUIRES	CHIEF COMPLIANCE OFFICER, FINOP	4046779
WINSLOW, JOHN SHERWOOD	MANAGER	3084607

Regulatory assets under management

Total Number of Accounts	1,594
AUM (Assets Under Management)	$ 790,007,641

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond F. Schickling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GILL CAPITAL PARTNERS, LLC

GILL CAPITAL PARTNERS, LLC

CHERRY STREET PARTNERS

APW CAPITAL, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

VOYA FINANCIAL PARTNERS, LLC

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

CARILLON INVESTMENTS, INC.

Primary Firm SEC Registration

GILL CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2004

Series 6

Date: 10/20/1988

Series 26

Date: 4/16/1997

Current Firm

GILL CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (11 States and Territories)

FINRA licenses (10 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GILL CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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