Michael Sperrazza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sperrazza, who also goes by Michael Sperrazzam, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2012 - December 20, 2018
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
June 30, 2008 - December 1, 2009
PINEBRIDGE SECURITIES LLC
October 18, 2005 - July 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 4, 1993 - March 13, 2001
MERRILL LYNCH GOVERNMENT SECURITIES INC.
October 21, 1988 - July 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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