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CZ

Caryn J. Zweig

ABNER HERRMAN & BROCK
JERSEY CITY, NJ 07311
Some features on this profile are disabled
CRD#: 1883741
CZ

Professional summary

Caryn Jill Zweig, who also goes by Caryn Jill Abner, is a registered financial advisor currently at ABNER HERRMAN & BROCK, LLC located in Jersey City, New Jersey.

Caryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Caryn has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Caryn Jill Abner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caryn Jill Zweig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2002 - Present

ABNER HERRMAN & BROCK, LLC

Office #1: 185 Hudson Street Suite 1640, Jersey City, NJ 07311
RIA
CRD#: 8517
JERSEY CITY, NJ
Past

March 5, 1991 - February 12, 2024

ABNER HERRMAN & BROCK, LLC

BD
CRD#: 8517
JERSEY CITY, NJ
Past

April 18, 1989 - December 31, 1989

ATALANTA SOSNOFF MANAGEMENT, LLC

BD
CRD#: 11085
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ABNER HERRMAN & BROCK, LLC
ABNER HERRMAN & BROCK, LLC
ABNER HERRMAN & BROCK, LLC | ABNER, HERRMAN & BROCK, INC.

CRD#: 8517 / SEC#: 801-17402, 8-25549

RIA
Registered Investment Advisory firm - SEC (7/9/1982 Approved)
BD
Terminated by SEC on 02/11/2024

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(9/9/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/10/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/13/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/1993
General Securities Principal Examination

Current Firm

ABNER HERRMAN & BROCK, LLC
ABNER HERRMAN & BROCK, LLC
ABNER HERRMAN & BROCK, LLC | ABNER, HERRMAN & BROCK, INC.

CRD#: 8517 / SEC#: 801-17402, 8-25549

RIA
Registered Investment Advisory firm - SEC (7/9/1982 Approved)
BD
Terminated by SEC on 02/11/2024
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
185 Hudson Street Suite 1640, Jersey City, NJ 07311
Mailing Address
Phone number
(201) 484-2000
Established
Delaware since 08/28/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
13

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (3/6/2026)

Direct owners and executive officers

NamePositionCRD#
ABNER, HERRMAN & BROCK, INC.MEMBER
ABNER, HOWARD JEROMECHIEF COMPLIANCE OFFICER353

Regulatory assets under management

Total Number of Accounts2,403
AUM (Assets Under Management)$ 2,736,053,212

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABNER HERRMAN & BROCK, LLC

ABNER HERRMAN & BROCK, LLC

CRD#: 8517Jersey City, NJ 07311

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Contact information

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