Curt E. Rohrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curt Edward Rohrman, who also goes by Curt E Rohrman, was a registered financial professional .
Curt is a previously registered financial professional and started their career in finance in 1988. Curt had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2014 - November 9, 2017
GARCIA HAMILTON & ASSOCIATES LP
December 18, 2002 - December 31, 2005
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
August 14, 1995 - June 28, 2002
USAA INVESTMENT SERVICES COMPANY
October 19, 1988 - March 29, 1995
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
GARCIA HAMILTON & ASSOCIATES LP
CRD#: 108017 / SEC#: 801-56194
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARCIA HAMILTON & ASSOCIATES LP
CRD#: 108017 / SEC#: 801-56194
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 417 |
| AUM (Assets Under Management) | $ 22,797,748,972 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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