CD
Clark D. Dearmond
SECURE INVESTMENT MANAGEMENT
Encinitas, CA
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CRD#: 1883091
CD
Professional summary
Clark David Dearmond is a registered financial advisor currently at SECURE INVESTMENT MANAGEMENT, LLC located in Encinitas, California.
Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Clark has worked at 9 firms and has passed the Series 65, Series 66, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Clark DeArmond, LLC - Non-investment related business
747 Del Riego Ave., Encinitas, CA. 92024
Independently owned insurance agency - Owner/Licensed Insurance Agent
Start date - 04/2016 - Present - 40 hours per week and during trading hours.
2) J.D. Mellberg Financial, LLC - Non-Investment related business
3067 W. Ina Road, Suite 105, Tucson, AZ. 85741
Licensed Insurance Agency - Licensed Insurance Agent
Start date - 02/2015 - present
Hours vary depending upon business needs and during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Clark David Dearmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2019 - Present
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
Encinitas, CA
Past
January 31, 2019 - October 12, 2019
SPECIALIZED ADVISORS
RIA
CRD#: 299308
Encinitas, CA
Past
August 25, 2017 - January 24, 2019
SECURE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 141195
Encinitas, CA
Past
December 13, 2010 - August 2, 2012
VFG ADVISORS, INC.
RIA
CRD#: 150370
LOS ANGELES, CA
Past
December 10, 2010 - August 2, 2012
VFG SECURITIES, INC.
BD
CRD#: 15121
SANTA MONICA, CA
Past
September 28, 2010 - December 16, 2010
OSAIC SERVICES, INC.
RIA
CRD#: 133763
CARLSBAD, CA
Past
September 13, 2010 - December 16, 2010
OSAIC SERVICES, INC.
BD
CRD#: 133763
CARLSBAD, CA
Past
September 5, 2002 - October 6, 2003
PAGEONE FINANCIAL, INC.
RIA
CRD#: 105340
CARLSBAD, CA
Past
June 25, 2002 - September 22, 2010
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CARLSBAD, CA
Past
March 6, 2001 - September 22, 2010
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CARLSBAD, CA
Past
October 13, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
October 13, 1988 - September 11, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SECURE INVESTMENT MANAGEMENT, LLC
JOSHUA D. MELLBERG, SOLE PROPRIETOR | TAX SMART INVESTING & PLANNING | SENIOR ADVISORS WEALTH MANAGEMENT, LLC | SECURE INVESTMENT MANAGEMENT, LLC | JOSHUA DAVID MELLBERG, LLC DBA SENIOR ADVISORS | JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL
CRD#: 141195 / SEC#: 801-80752
RIA
Registered Investment Advisory firm - (1/8/2015 Approved)Arizona
Registered Investment Advisory firm - (1/8/2015 Terminated)California
Registered Investment Advisory firm - (2/7/2015 Terminated)Florida
Registered Investment Advisory firm - (9/15/2015 Terminated)Nevada
Registered Investment Advisory firm - (2/26/2015 Terminated)Tennessee
Registered Investment Advisory firm - (2/8/2015 Terminated)Texas
Registered Investment Advisory firm - (1/8/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (1/8/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SI
SECURE INVESTMENT MANAGEMENT, LLC
JOSHUA D. MELLBERG, SOLE PROPRIETOR | TAX SMART INVESTING & PLANNING | SENIOR ADVISORS WEALTH MANAGEMENT, LLC | SECURE INVESTMENT MANAGEMENT, LLC | JOSHUA DAVID MELLBERG, LLC DBA SENIOR ADVISORS | JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL
CRD#: 141195 / SEC#: 801-80752
RIA
Registered Investment Advisory firm - (1/8/2015 Approved)Arizona
Registered Investment Advisory firm - (1/8/2015 Terminated)California
Registered Investment Advisory firm - (2/7/2015 Terminated)Florida
Registered Investment Advisory firm - (9/15/2015 Terminated)Nevada
Registered Investment Advisory firm - (2/26/2015 Terminated)Tennessee
Registered Investment Advisory firm - (2/8/2015 Terminated)Texas
Registered Investment Advisory firm - (1/8/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (1/8/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3067 W. Ina Road #125, Tucson, AZ 85741
Mailing Address
Phone number
(520) 333-4719
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 825 |
| AUM (Assets Under Management) | $ 38,291,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
