Christopher S. Hauswirth
Professional summary
Christopher Shannon Hauswirth, who also goes by Christophe Hauswirth, Christopher S Hauswirth, is a registered financial advisor currently at LNW located in San Francisco, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Christopher has worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Shannon Hauswirth's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 1998 - Present
LNW
Office #1: 580 California St. 8th Floor, San Francisco, CA 94104October 7, 1991 - May 6, 1997
ROBERTSON, STEPHENS & COMPANY LLC
Primary Firm SEC Registration
LNW
CRD#: 107341 / SEC#: 801-36445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/16/1998)
Exams
Current Firm
LNW
CRD#: 107341 / SEC#: 801-36445
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,068 |
| AUM (Assets Under Management) | $ 12,230,221,045 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2024 | ||
| 01/25/2024 | ||
| 02/24/2023 |
Red Flags
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