Stephanie A. Hrycyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Ann Hrycyk was a registered financial advisor .
Stephanie is a previously registered financial advisor and started their career in finance in 1988. Stephanie had worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2003 - December 31, 2013
GRAMERCY SECURITIES, INC.
January 7, 2003 - December 31, 2012
HRYCYK FINANCIAL, LLC
May 19, 1998 - April 2, 2003
GROVE POINT INVESTMENTS, LLC
August 16, 1995 - May 27, 1998
IMS SECURITIES, INC.
March 10, 1992 - September 6, 1995
SECURITIES AMERICA, INC.
May 11, 1991 - March 12, 1992
MML INVESTORS SERVICES, LLC
March 31, 1989 - April 18, 1991
AVANTAX INVESTMENT SERVICES, INC.
October 7, 1988 - April 5, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/15/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
GRAMERCY SECURITIES, INC.
CRD#: 8177 / SEC#: , 8-24767
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
