John B. Lammers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Benjamin Lammers was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2020 - October 9, 2024
AVANTAX ADVISORY SERVICES
May 21, 2015 - October 16, 2018
AVANTAX ADVISORY SERVICES
May 21, 2015 - October 9, 2024
AVANTAX INVESTMENT SERVICES, INC.
September 27, 2013 - June 12, 2015
REGAL ADVISORY SERVICES, INC.
September 27, 2013 - June 12, 2015
REGAL SECURITIES, INC.
December 16, 2009 - October 10, 2013
RBC CAPITAL MARKETS, LLC
December 15, 2009 - October 10, 2013
RBC CAPITAL MARKETS, LLC
October 3, 2003 - December 22, 2009
COMMONWEALTH FINANCIAL NETWORK
April 1, 2002 - October 3, 2003
AVANTAX INVESTMENT SERVICES, INC.
November 17, 1993 - April 1, 2002
MARQUETTE FINANCIAL GROUP, INC.
July 27, 1992 - March 8, 1993
TITAN/VALUE EQUITIES GROUP, INC.
September 20, 1990 - April 7, 1992
IDS LIFE INSURANCE COMPANY
September 20, 1990 - April 7, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
June 29, 1990 - August 23, 1990
NYLIFE SECURITIES LLC
November 1, 1988 - October 30, 1989
MARSHALL DAVIS, INC.
October 5, 1988 - November 7, 1988
J. B. STERLING CORP. (INVESTMENT SECURITIES)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/4/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
