Marion D. Sherrill
Professional summary
Marion Daniel Sherrill was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marion is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Marion had worked at 8 firms, which includes J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, BURNETT GREY & CO. INC., FIRST NEW ENGLAND SECURITIES CORPORATION, CHATFIELD DEAN & CO. INC., PRUDENTIAL EQUITY GROUP LLC, THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - January 31, 2005
J.P. TURNER & COMPANY, L.L.C.
January 3, 1995 - August 12, 1997
ARGENT SECURITIES, INC.
April 4, 1994 - December 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 13, 1993 - February 1, 1994
BURNETT, GREY & CO., INC.
October 27, 1992 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
September 22, 1992 - September 28, 1992
CHATFIELD DEAN & CO., INC.
December 13, 1991 - September 23, 1992
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1990 - December 17, 1991
CHATFIELD DEAN & CO., INC.
May 23, 1989 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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