Scott L. Horrell

HORRELL CAPITAL MANAGEMENT

LITTLE ROCK, AR 72205

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CRD#: 1882733

Professional summary

Scott Lee Horrell is a registered financial advisor currently at HORRELL CAPITAL MANAGEMENT, INC. located in Little Rock, Arkansas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lee Horrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2007 - Present

HORRELL CAPITAL MANAGEMENT, INC.

Office #1: 10 Corporate Hill Drive Suite 165, Little Rock, AR 72205

RIA

CRD#: 115711

LITTLE ROCK, AR

Past

October 5, 1999 - December 31, 2006

HORRELL CAPITAL MANAGEMENT, INC.

RIA

CRD#: 115711

LITTLE ROCK, AR

Past

October 18, 1991 - October 12, 1999

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

May 8, 1989 - November 7, 1991

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

October 19, 1988 - May 8, 1989

T. J. RANEY & SONS, INC.

CRD#: 3128

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORRELL CAPITAL MANAGEMENT, INC.

HORRELL CAPITAL MANAGEMENT, INC. | OUACHITA EQUITY FUND, LP

CRD#: 115711 / SEC#: 801-67063

RIA

Registered Investment Advisory firm - (8/3/2006 Approved)

Arkansas

Registered Investment Advisory firm - (10/17/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/5/2007)

IAR

Texas
(1/5/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/25/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

HORRELL CAPITAL MANAGEMENT, INC.

HORRELL CAPITAL MANAGEMENT, INC. | OUACHITA EQUITY FUND, LP

CRD#: 115711 / SEC#: 801-67063

RIA

Registered Investment Advisory firm - (8/3/2006 Approved)

Arkansas

Registered Investment Advisory firm - (10/17/2006 Terminated)

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Contact information

Main Address

10 Corporate Hill Drive Suite 165, Little Rock, AR 72205

Mailing Address

Phone number

(501) 975-4655

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM PART 2 BROCHURE UPDATED MARCH 17TH, 2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 454,201,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott L. Horrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lee Horrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORRELL CAPITAL MANAGEMENT, INC.

STEPHENS

MORGAN KEEGAN & COMPANY, LLC

T. J. RANEY & SONS, INC.

Primary Firm SEC Registration

HORRELL CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/1996

Series 63

Date: 10/25/1988

Series 3

Date: 7/25/2013

Series 7

Date: 10/15/1988

Current Firm

HORRELL CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORRELL CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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