Douglas L. Dyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Lee Dyer was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1988. Douglas had worked at 7 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2016 - July 18, 2018
WOLVERINE TRADING, LLC
October 14, 2013 - August 18, 2015
HEARTLAND ADVISORS, INC.
July 19, 2013 - August 18, 2015
ALPS DISTRIBUTORS, INC.
March 27, 2009 - October 1, 2012
PEAK6 PERFORMANCE MANAGEMENT LLC
November 10, 2008 - January 5, 2009
BENGAL CAPITAL, LLC
September 15, 2006 - October 23, 2007
PEAK6 PERFORMANCE MANAGEMENT LLC
September 17, 2002 - September 15, 2006
PEAK6 CAPITAL MANAGEMENT LLC
August 20, 1993 - November 16, 2000
HEARTLAND ADVISORS, INC.
December 22, 1988 - July 17, 1992
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOLVERINE TRADING, LLC
CRD#: 36848 / SEC#: , 8-47484
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE HOLDINGS, L.P. | MANAGING MEMBER | |
| BELLICK, ROBERT ROSS | MANAGING DIRECTOR | 1715715 |
| CAVICKE, DAVID | CHIEF LEGAL OFFICER | 6027073 |
| GUST, CHRISTOPHER LAZARUS | MANAGING DIRECTOR | 2311366 |
| HENSCHEL, ERIC JONATHAN | MANAGING DIRECTOR | 3237017 |
| KULA, JUDITH MARIE | SERIES 27 FINANCIAL & OPERATIONS PRINCIPAL | |
| MCMAHON, CASEY JAMES | CHIEF COMPLIANCE OFFICER | 6117524 |
Disclosures
| Regulatory Event | 63 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
