Douglas Lee Dyer
Professional Summary
Douglas Lee Dyer was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1988 - 2018. Douglas had worked at 7 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
WOLVERINE TRADING, L.P. | WOLVERINE TRADING, LLC
Contact Information
Main Address
175 W Jackson Suite 200, Chicago, IL 60604Mailing Address
175 W Jackson Suite 200, Chicago, IL 60604Phone Number
(312) 884-4000Established
Illinois since 09/14/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE HOLDINGS, LLC | MANAGING MEMBER | — |
| BELLICK, ROBERT ROSS | MANAGING DIRECTOR | 1715715 |
| CAVICKE, DAVID | CHIEF LEGAL OFFICER | 6027073 |
| DE LA FUENTE, JANET MARIE | FINOP | 4543841 |
| GUST, CHRISTOPHER LAZARUS | MANAGING DIRECTOR | 2311366 |
| HENSCHEL, ERIC JONATHAN | MANAGING DIRECTOR | 3237017 |
| MCMAHON, CASEY JAMES | CHIEF COMPLIANCE OFFICER | 6117524 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1988About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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