George J. Gerbino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George John Gerbino was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1988. George had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2013 - June 13, 2013
AVANTAX ADVISORY SERVICES
January 9, 2013 - September 14, 2015
AVANTAX INVESTMENT SERVICES, INC.
October 24, 2005 - January 22, 2013
CETERA INVESTMENT ADVISERS LLC
October 24, 2005 - January 17, 2013
CETERA FINANCIAL SPECIALISTS LLC
January 3, 2005 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
November 3, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
June 13, 2002 - November 2, 2004
MML INVESTORS SERVICES, LLC
November 17, 1994 - October 11, 2002
AVANTAX ADVISORY SERVICES
March 10, 1989 - June 24, 2002
AVANTAX INVESTMENT SERVICES, INC.
October 12, 1988 - March 18, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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