Lawrence R. Leaf

LSMPT FINANCIAL ADVISORS

FAIRFIELD, NJ 07004

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CRD#: 1882646

Professional summary

Lawrence Richard Leaf, who also goes by Larry Leaf, is a registered financial advisor currently at LSMPT FINANCIAL ADVISORS, LLC located in Fairfield, New Jersey.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Lawrence has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Leaf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Aprio, LLP; not investment-related; 2002 Summit Blvd, Suite 120, Atlanta, GA 30319; accounting firm; Equity Partner; started 06/2022; approximately 180 hours per month, all during securities trading hours; tax work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Richard Leaf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2003 - Present

LSMPT FINANCIAL ADVISORS, LLC

Office #1: 310 Passaic Avenue, Suite 301, Fairfield, NJ 07004

RIA

CRD#: 123908

FAIRFIELD, NJ

Past

August 14, 2008 - December 12, 2012

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

FAIRFIELD, NJ

Past

October 19, 1988 - November 12, 1990

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/5/2003)

IAR

New York
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

LSMPT FINANCIAL ADVISORS, LLC

CRD#: 123908 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/20/2000 Approved)

New York

Registered Investment Advisory firm - (12/18/2018 Approved)

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Contact information

Main Address

310 Passaic Avenue Suite 301, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 808-9500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence R. Leaf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Richard Leaf's CRS (Customer Relationship Summary).

Certified licenses

Experience

LSMPT FINANCIAL ADVISORS, LLC

SECURITIES AMERICA ADVISORS, INC.

QUEST CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2000

Series 63

Date: 12/20/1988

Series 7

Date: 10/15/1988

Current Firm

LSMPT FINANCIAL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

LSMPT FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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