Michael D. Ainbinder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Ainbinder was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2019 - May 7, 2021
UNIVEST SECURITIES, LLC
October 9, 2018 - August 30, 2019
WESTPARK CAPITAL, INC.
November 5, 2015 - June 29, 2018
WESTPARK CAPITAL, INC.
June 17, 2015 - October 7, 2015
NEWPORT COAST SECURITIES, INC.
July 8, 1992 - September 28, 1994
HANOVER, STERLING & COMPANY LTD.
April 26, 1991 - July 12, 1991
FIRST MONTAUK SECURITIES CORP.
October 29, 1990 - July 9, 1992
SUNPOINT SECURITIES, INC.
July 19, 1989 - October 9, 1990
FIRST INDEPENDENCE GROUP INC.
October 19, 1988 - April 25, 1989
REVCON (USA) LIMITED
State Registrations and Notice Filings
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Exams
Current Firm
UNIVEST SECURITIES, LLC
CRD#: 36105 / SEC#: , 8-47006
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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