John J. Foley

HARVEST CAPITAL MANAGEMENT

Quincy, MA 02169

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CRD#: 1882497

Professional summary

John Joseph Foley is a registered financial advisor currently at HARVEST CAPITAL MANAGEMENT, LLC located in Quincy, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Foley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2014 - Present

HARVEST CAPITAL MANAGEMENT, LLC

Office #1: 1212 Hancock Street Suite 120 C, Quincy, MA 02169

RIA

CRD#: 172106

Quincy, MA

Past

July 26, 2010 - June 24, 2014

HARBOR POINT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 153753

WOBURN, MA

Past

September 12, 2005 - November 25, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CHESTNUT HILL, MA

Past

May 24, 1990 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 24, 1988 - June 7, 1990

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/6/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/19/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/14/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

HARVEST CAPITAL MANAGEMENT, LLC

2.0 CAPITAL MANAGEMENT, LLC | HARVEST CAPITAL MANAGEMENT, LLC | FOLEY, JOHN J | DBA JOHN J. FOLEY CAPITAL MANAGEMENT

CRD#: 172106 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/9/2014 Approved)

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Contact information

Main Address

1212 Hancock Street Suite 120 C, Quincy, MA 02169

Mailing Address

Phone number

(617) 413-5884

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 16,000,000

Red Flags

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John J. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOR POINT CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2010

Series 63

Date: 12/1/1988

Series 3

Date: 3/6/1991

Series 7

Date: 5/19/1990

Series 6

Date: 10/21/1988

Series 8

Date: 2/14/1998

Current Firm

HARVEST CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARVEST CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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