Brian P. Quill

BOK FINANCIAL PRIVATE WEALTH

DENVER, CO

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CRD#: 1882317

Professional summary

Brian Philip Quill is a registered financial advisor currently at BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado and CAVANAL HILL INVESTMENT MANAGEMENT, INC. located in Tulsa, Oklahoma.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Brian has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 53, Series 28 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME: Cavanal Hill Investment Management, Inc. ADDRESS: One Williams Center, Tulsa, OK INVESTMENT RELATED (Y/N): Y START DATE: 12/2021 POSITION HELD: VP, Investment Management Compliance NATURE OF OUTSIDE BUSINESS: Compliance management HRS/MO: 30 HRS/MO DURING SECURITIES TRADING: 2/day BRIEF DESCRIPTION OF DUTIES: Managing the corporate compliance program 2)NAME: BOK Financial Private Wealth, Inc. ADDRESS: 1600 Broadway, 3rd Floor, Denver, CO INVESTMENT RELATED (Y/N): Y START DATE: 03/2018 POSITION HELD: VP, Investment Management Compliance NATURE OF OUTSIDE BUSINESS: Compliance management HRS/MO: 30 HRS/MO DURING SECURITIES TRADING: 2/day BRIEF DESCRIPTION OF DUTIES: Managing the corporate compliance program

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Philip Quill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2019 - Present

BOK FINANCIAL PRIVATE WEALTH, INC.

RIA

CRD#: 106733

DENVER, CO

Current

December 15, 2021 - Present

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Office #1: One Williams Center 15th Floor, Tulsa, OK 74172

RIA

CRD#: 110774

TULSA, OK

Current

January 20, 2017 - Present

CAVANAL HILL DISTRIBUTORS, INC,

Office #1: One Williams Center 15th Floor, Tulsa, OK 74172

CRD#: 175445

Tulsa, OK

Past

May 12, 2014 - December 19, 2016

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

HOUSTON, TX

Past

May 8, 2013 - June 11, 2014

CRD#: 6874

GLADSTONE, MO

Past

March 1, 1996 - March 29, 1999

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

February 1, 1995 - February 13, 1996

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

March 19, 1990 - February 1, 1995

KEMPER FINANCIAL SERVICES, INC.

CRD#: 798

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.

CRD#: 110774 / SEC#: 801-60138

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(5/1/2019)

Colorado
(5/27/2021)

IAR

Oklahoma
(12/6/2021)

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 4/15/2003

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.

CRD#: 110774 / SEC#: 801-60138

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

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Contact information

Main Address

One Williams Center 15th Floor, Tulsa, OK 74172-0172

Mailing Address

6242 E. 41st St. So, Tulsa, OK 74135

Phone number

(800) 958-2942

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAVANAL HILL INVESTMENT MANAGEMENT, INC., FORM ADV PART 2A 062025 (6/16/2025)

Regulatory assets under management

Total Number of Accounts	2,326
AUM (Assets Under Management)	$ 14,223,562,597

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian P. Quill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Philip Quill's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

CAVANAL HILL DISTRIBUTORS, INC,

BOK FINANCIAL SECURITIES, INC.

TRIAD ADVISORS LLC

BOK FINANCIAL ASSET MANAGEMENT, INC.

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE

FINANCIAL ENGINES ADVISOR CENTER, LLC

BANKERS & INVESTORS CO.

INVESCO CAPITAL MARKETS, INC.

DWS DISTRIBUTORS, INC.

KEMPER FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2007

Series 63

Date: 11/18/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2002

Series 6

Date: 3/16/1990

Series 24

Date: 5/17/2014

Series 53

Date: 10/29/2003

Series 28

Date: 7/2/2003

Series 4

Date: 4/15/2003

FINRA

Current Firm

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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