AR
Alexander Russo
SANTANDER SECURITIES LLC
New York, NY 10022
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CRD#: 1882143
AR
Professional summary
Alexander Russo, who also goes by Alexander R, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in New York, New York.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Alexander has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander R
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INVESTORS BANK, REFERRALS TO MORTGAGE BANKERS
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Russo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexander Russo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2024 - Present
SANTANDER SECURITIES LLC
Office #1: 437 Madison Avenue, New York, NY 10022Office #2: 715 Lexington Avenue, New York, NY 10022Office #3: 2228 Broadway, New York, NY 10024Office #4: 75-81 31st Avenue, Jackson Heights, NY 11372Office #5: 89-01 Northern Boulevard, Jackson Heights, NY 11372Office #6: 22-59 31st Street, Long Island City, NY 11105Office #7: 37-10 Broadway, Long Island City, NY 11103RIA
BD
CRD#: 41791
New York, NY
Current
July 9, 2024 - Present
SANTANDER SECURITIES LLC
Office #1: 437 Madison Avenue, New York, NY 10022Office #2: 715 Lexington Avenue, New York, NY 10022Office #3: 2228 Broadway, New York, NY 10024Office #4: 75-81 31st Avenue, Jackson Heights, NY 11372Office #5: 89-01 Northern Boulevard, Jackson Heights, NY 11372Office #6: 22-59 31st Street, Long Island City, NY 11105Office #7: 37-10 Broadway, Long Island City, NY 11103RIA
BD
CRD#: 41791
New York, NY
Past
September 15, 2022 - April 4, 2024
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
Huntington, NY
Past
September 15, 2022 - April 4, 2024
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Huntington, NY
Past
August 17, 2022 - September 15, 2022
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WHITESTONE, NY
Past
August 17, 2022 - September 15, 2022
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WHITESTONE, NY
Past
April 14, 2020 - August 17, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
WHITESTONE, NY
Past
April 13, 2020 - August 17, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
MANHASSET, NY
Past
August 3, 2017 - April 15, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
August 2, 2017 - April 15, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
May 22, 2014 - July 21, 2017
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
May 21, 2014 - July 21, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
May 11, 2012 - May 15, 2014
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
BETHPAGE, NY
Past
May 11, 2012 - May 15, 2014
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
BETHPAGE, NY
Past
July 31, 2009 - April 27, 2012
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
MELVILLE, NY
Past
December 20, 1994 - April 27, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
WHITESTONE, NY
Past
December 14, 1994 - April 11, 1996
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
July 7, 1993 - December 2, 1994
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
May 17, 1991 - May 4, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 19, 1988 - May 6, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(5/13/2025)
RR
New York(7/9/2024)
IAR
New York(7/9/2024)
RR
Pennsylvania(5/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
