Aftab Ahmad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aftab Ahmad, who also goes by Affi Ahmad, was a registered financial professional .
Aftab is a previously registered financial professional and started their career in finance in 1995. Aftab had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2013 - August 13, 2015
WORLD EQUITY GROUP, INC.
August 19, 2008 - August 6, 2013
PACIFIC SELECT DISTRIBUTORS, LLC
July 1, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
July 18, 2002 - April 26, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
July 14, 1995 - July 18, 2002
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
