RM
Ross L. Marino
DOVETAIL FINANCIAL GROUP LLC
Wilmington, NC 28403-7059
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CRD#: 1881080
RM
Professional summary
Ross Louis Marino, CFP® is a registered financial advisor currently at DOVETAIL FINANCIAL GROUP LLC located in Wilmington, North Carolina.
Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Ross has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE MARINO GROUP - WILMINGTON, NC - 07/2009 TO PRESENT - OFFICER/CEO - PROCESS PAYROLL, 401(K) CONTRIBUTIONS, MEDICAL INSURANCE, ETC. WORK WITH CPA
TO MANAGE BRANCH FINANCES, TAXES,ETC -I OWN THE COMPANY - 20 HOURS PER MONTH - 5 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED
2) Rekon Intelligence 07/2009, Changed name to Advisor2X 04/2019
Address: Wilmington, NC
Nature of the Business: Rekon hosts meetings and conferences for financial advisors. Attendees are advisors, not the public. Clients are financial service providers (mutual fund companies, insurance companies, TPAs, etc.). No RJ clients are involved in any aspect of Rekon. Rekon Position/Title: Officer - CEO; Investment Related: No; Start Date: 05/24/2010; Hours per month devoted to this business: 60; Hours per month devoted to this business during trading hours: 15; Description of duties: provide direction and leadership, set strategic goals, caste vision, etc. I don't attend any events, other than our national conferences. I consult with Rekon team members and help build the company. I'm also responsible for new event ideas.
3) Financial Transitionist Institute (FTI).
Address: Palm Beach Gardens, FL
Nature of the Business: Board Member/Officer/Director
Position/Title: Advisor
Investment Related:Yes
Start Date: 11/04/2019
Hours per month devoted to this business: 4
Hours per month devoted to this business during trading hours: 2
Description of duties: Work with other financial advisors and offer ideas and feedback for FTI programs and resources.
CRS (Client Relationship Summary) - RIA
Click below to view Ross Louis Marino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
January 8, 2021 - Present
DOVETAIL FINANCIAL GROUP LLC
Office #1: 210-4 Avondale Ave, Wilmington, NC 28403-7059RIA
CRD#: 311298
Wilmington, NC
Past
January 2, 2009 - December 31, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
WILMINGTON, NC
Past
February 8, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
WILMINGTON, NC
Past
March 12, 1993 - December 31, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WILMINGTON, NC
Past
September 18, 1992 - March 16, 1993
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 14, 1992 - August 31, 1992
PARAGON CAPITAL MARKETS, INC.
BD
CRD#: 18555
EAST HANOVER, NJ
Past
December 19, 1990 - December 24, 1991
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Past
October 7, 1988 - July 11, 1990
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DOVETAIL FINANCIAL GROUP LLC
DOVETAIL FINANCIAL GROUP LLC | TRANSITUS WEALTH PARTNERS LLC
CRD#: 311298 / SEC#: 801-119910
RIA
Registered Investment Advisory firm - (12/9/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/8/2021)
IAR
Texas(1/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
DOVETAIL FINANCIAL GROUP LLC
DOVETAIL FINANCIAL GROUP LLC | TRANSITUS WEALTH PARTNERS LLC
CRD#: 311298 / SEC#: 801-119910
RIA
Registered Investment Advisory firm - (12/9/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
210-4 Avondale Ave, Wilmington, NC 28403-7059
Mailing Address
Phone number
(910) 395-1991
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 258,530,813 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
