Leonard T. Berard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Thomas Berard was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1972. Leonard had worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2004 - March 1, 2017
CONSOLIDATED FINANCIAL MANAGEMENT CORP.
March 7, 1997 - February 6, 2017
LPL FINANCIAL LLC
May 20, 1982 - February 6, 2017
LPL FINANCIAL LLC
January 26, 1977 - May 14, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 7, 1972 - February 21, 1977
ALLSTATE ENTERPRISES MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/30/1972
Registered Representative ExaminationCurrent Firm
CONSOLIDATED FINANCIAL MANAGEMENT CORP.
CRD#: 119181 / SEC#:
Contact information
Red Flags
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