Thomas P. Bevacqua

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CRD#: 1880960

Professional summary

Thomas Paul Bevacqua was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Thomas is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Thomas had worked at 12 firms, which includes R.M. STARK & CO. INC., WILLIAM SCOTT & CO. L.L.C., JOSEPH CHARLES & ASSOC. INC., LCP CAPITAL CORP., INVESTORS ASSOCIATES INC., GRUNTAL & CO. L.L.C., BARRON CHASE SECURITIES INC., R.K. STEELE, MELBOURNE GSI CORP., H.J. MEYERS & CO. INC., GLOBAL CAPITAL SECURITIES INC., JOSEPHTHAL & CO. INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Tom Bevacqua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 29, 1998 - May 4, 1999

R.M. STARK & CO., INC.

CRD#: 7612

LAKE WORTH BEACH, FL

Past

June 9, 1997 - December 3, 1997

WILLIAM SCOTT & CO. L.L.C.

CRD#: 14979

UNION, NJ

Past

December 20, 1996 - March 6, 1997

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

September 10, 1996 - November 1, 1996

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Past

December 14, 1995 - April 16, 1996

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

August 17, 1994 - December 7, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

April 19, 1994 - August 8, 1994

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

February 1, 1994 - April 5, 1994

R.K. STEELE

CRD#: 1904

BEVERLY HILLS, CA

Past

October 11, 1992 - October 27, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 16, 1992 - September 23, 1992

MELBOURNE GSI CORP.

CRD#: 15446

NEW YORK, NY

Past

June 4, 1991 - July 2, 1992

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

March 25, 1991 - June 14, 1991

LCP CAPITAL CORP.

CRD#: 14469

STATEN ISLAND, NY

Past

February 12, 1991 - July 23, 1991

GLOBAL CAPITAL SECURITIES, INC.

CRD#: 13358

Past

February 1, 1991 - April 29, 1991

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/19/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

Current Firm

R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: , 8-22543

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone number

(561) 243-3815

Established

Florida since 09/29/1988

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RMST HOLDING COMPANY, INC.	OWNER
MCTAGUE, ROBIN JAYNE	CHIEF COMPLIANCE OFFICER	1438670
STARK, GARY LESTER	CEO	433866
STARK, GARY LESTER	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL	433866

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas P. Bevacqua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WILLIAM SCOTT & CO. L.L.C.

JOSEPH CHARLES & ASSOC., INC.

LCP CAPITAL CORP.

INVESTORS ASSOCIATES, INC.

GRUNTAL & CO., L.L.C.

BARRON CHASE SECURITIES, INC.

R.K. STEELE

GRUNTAL & CO., L.L.C.

MELBOURNE GSI CORP.

H.J. MEYERS & CO., INC.

LCP CAPITAL CORP.

GLOBAL CAPITAL SECURITIES, INC.

JOSEPHTHAL & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/1989

Series 7

Date: 3/18/1989

Current Firm

R.M. STARK & CO., INC.

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

R.M. STARK & CO., INC.

TRUST BUT VERIFY

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