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Thomas Paul Bevacqua

CRD# 1880960·Registered 1991 - 1999
Barred: Thomas Paul Bevacqua was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Thomas Paul Bevacqua, who also goes by Tom Bevacqua, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1991 - 1999. Thomas had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Bevacqua

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
May 29, 1998 - May 4, 1999
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
Union, NJ
June 9, 1997 - December 3, 1997
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
December 20, 1996 - March 6, 1997
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
September 10, 1996 - November 1, 1996
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
December 14, 1995 - April 16, 1996
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
August 17, 1994 - December 7, 1995
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
April 19, 1994 - August 8, 1994
R.K. STEELE·CRD# 1904
BD
Beverly Hills, CA
February 1, 1994 - April 5, 1994
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
October 11, 1992 - October 27, 1993
MELBOURNE GSI CORP.·CRD# 15446
BD
New York, NY
July 16, 1992 - September 23, 1992
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
June 4, 1991 - July 2, 1992
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
March 25, 1991 - June 14, 1991
GLOBAL CAPITAL SECURITIES, INC.·CRD# 13358
BD
February 12, 1991 - July 23, 1991
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
February 1, 1991 - April 29, 1991

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Current Firm

RS
R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: 8-22543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone Number

(561) 243-3815

Established

Florida since 09/29/1988

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER—
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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