Sandra J. Lashmit

JANNEY MONTGOMERY SCOTT LLC

Boca Raton, FL 33431

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CRD#: 1880771

Professional summary

Sandra Jean Lashmit, who also goes by Sandy J. Lashmit, Sandy Lashmit, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Boca Raton, Florida.

Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Sandra has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandy J. Lashmit | Sandy Lashmit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Jean Lashmit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Sandra Jean Lashmit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2016 - Present

JANNEY MONTGOMERY SCOTT LLC

Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431

RIA

CRD#: 463

Boca Raton, FL

Current

October 25, 2016 - Present

JANNEY MONTGOMERY SCOTT LLC

Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431

RIA

CRD#: 463

Boca Raton, FL

Past

December 13, 2011 - September 30, 2015

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOCA RATON, FL

Past

December 1, 2011 - September 30, 2015

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BOCA RATON, FL

Past

September 20, 2011 - November 17, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOCA RATON, FL

Past

March 23, 2011 - November 17, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOCA RATON, FL

Past

April 6, 2010 - March 17, 2011

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

BOCA RATON, FL

Past

March 20, 2009 - March 26, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

BOCA RATON, FL

Past

October 10, 2007 - March 17, 2009

STANFORD GROUP COMPANY

CRD#: 39285

BOCA RATON, FL

Past

January 13, 1999 - July 17, 2006

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

BOCA RATON, FL

Past

June 25, 1996 - February 5, 1999

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 28, 1994 - July 2, 1996

JWGENESIS SECURITIES, INC.

CRD#: 33832

BOCA RATON, FL

Past

February 23, 1994 - October 27, 1994

D. BLECH & COMPANY, INCORPORATED

CRD#: 26063

NEW YORK, NY

Past

June 16, 1992 - February 22, 1994

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

October 27, 1991 - June 24, 1992

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

November 19, 1989 - December 5, 1989

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 17, 1989 - January 30, 1990

GLOBAL CAPITAL SECURITIES, INC.

CRD#: 13358

Past

March 22, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 6, 1989 - March 28, 1989

HANIFEN, IMHOFF SECURITIES CORP.

CRD#: 10620

Past

October 19, 1988 - January 18, 1989

GRAYSTONE NASH, INC.

CRD#: 10635

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC

CRD#: 463 / SEC#: 801-7258, 8-462

RIA

Registered Investment Advisory firm - SEC (3/8/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/25/2016)

Florida
(10/25/2016)

IAR

Florida
(10/26/2016)

New York
(1/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC

CRD#: 463 / SEC#: 801-7258, 8-462

RIA

Registered Investment Advisory firm - SEC (3/8/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1717 Arch Street, Philadelphia, PA 19103

Mailing Address

1717 Arch Street, Philadelphia, PA 19103

Phone number

(215) 665-6000

Established

Delaware since 08/27/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,375

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

JANNEY MONTGOMERY SCOTT WRAP FEE DISCLOSURE BROCHURE (10/3/2025)

JANNEY MONTGOMERY SCOTT INVESTMENT MANAGEMENT DISCLOSURE BROCHURE (10/3/2025)

Direct owners and executive officers

Name	Position	CRD#
JUNE PURCHASER LLC	OWNER
CULLEY, JOSEPH DAVID	BANKING PRINCIPAL (BP)	4275987
DOWNEY, DANEEN ELIZABETH	DEPUTY GENERAL COUNSEL	4758790
FUSCO, CHRISTOPHER	ROSFP	5858082
HALL, CAROLINE KATHRYNE	CHIEF COMPLIANCE OFFICER	6342772
HRICKO, MICHAEL J	CHIEF FINANCIAL OFFICER	4509746
LEMPA, JESSICA ELLEN	IA CCO	5276453
MCSHEA, GREGORY BURNS	GENERAL COUNSEL	2870963
MILLER, ANTHONY MATTHEW	DIRECTOR, PRESIDENT AND CEO	4597116
MULLAN, DAVID MICHAEL	PRINCIPAL OPERATIONS OFFICER	2739186
REED, KEVIN JUDE	EXECUTIVE OFFICER	2105832
RIGGI, BRETT STEPHAN	CHIEF OPERATING OFFICER	4462496

Regulatory assets under management

Total Number of Accounts	239,256
AUM (Assets Under Management)	$ 100,795,564,390

Disclosures

Regulatory Event	54
Arbitration	66
Bond	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/07/2025	Cover Page	Report
03/21/2025	Cover Page	Report
10/09/2024	Cover Page	Report
10/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Sandra J. Lashmit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Jean Lashmit's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sandra Jean Lashmit's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANNEY MONTGOMERY SCOTT LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NORTHERN TRUST SECURITIES, INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

JANNEY MONTGOMERY SCOTT LLC

ADVEST, INC.

JWGENESIS SECURITIES, INC.

D. BLECH & COMPANY, INCORPORATED

GRUNTAL & CO., L.L.C.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

OSAIC WEALTH, INC.

GLOBAL CAPITAL SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

HANIFEN, IMHOFF SECURITIES CORP.

GRAYSTONE NASH, INC.

Primary Firm SEC Registration

JANNEY MONTGOMERY SCOTT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2011

Series 63

Date: 11/17/1988

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

FINRA

Nasdaq Stock Market

New York Stock Exchange

Current Firm

JANNEY MONTGOMERY SCOTT LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

JANNEY MONTGOMERY SCOTT LLC

TRUST BUT VERIFY

Contact information

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