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SA

Susan M. Anthony

P.J. ROBB VARIABLE
Harrisburg, PA 17110
Some features on this profile are disabled
CRD#: 1880725
SA

Professional summary

Susan Mary Anthony, CLU®, who also goes by Susan Mary Hamer, Susan M Kraus, Susan Mary Kraus, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Harrisburg, Pennsylvania.

Susan is registered as a RR (Registered Representative) and started their career in finance in 1989. Susan has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Susan Mary Hamer | Susan M Kraus | Susan Mary Kraus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Mary Anthony's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CLU®

Chartered Life Underwriter

Experience

Current

June 11, 2024 - Present

P.J. ROBB VARIABLE, LLC

Office #1: 4135 North Front Street, Harrisburg, PA 17110
BD
CRD#: 38339
Harrisburg, PA
Past

October 1, 2021 - November 30, 2023

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
ATLANTA, GA
Past

July 2, 2021 - September 16, 2021

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

June 5, 2014 - June 30, 2021

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
WALESKA, GA
Past

December 22, 2012 - April 25, 2014

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

December 1, 2008 - December 12, 2011

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
ROSEMONT, IL
Past

April 23, 2007 - April 23, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
WAUKESHA, WI
Past

March 26, 2007 - March 26, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
WAUKESHA, WI
Past

March 23, 2007 - December 1, 2008

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WAUKESHA, WI
Past

July 10, 2006 - April 17, 2007

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA
CRD#: 139233
WAUKESHA, WI
Past

April 3, 2006 - August 24, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
PHILADELPHIA, PA
Past

July 16, 2002 - October 27, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
BROOKFIELD, WI
Past

April 12, 2002 - April 11, 2007

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

June 6, 1994 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

January 3, 1992 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

January 19, 1989 - December 19, 1991

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/11/2024)
RR
Georgia
(6/11/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/23/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/11/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/10/1988
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/14/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/19/1991
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PR
P.J. ROBB VARIABLE, LLC
P.J. ROBB VARIABLE CORPORATION | P.J. ROBB VARIABLE, LLC

CRD#: 38339 / SEC#: , 8-48197

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
6075 Poplar Ave Suite 400, Memphis, TN 38119
Mailing Address
6075 Poplar Ave Suite 400, Memphis, TN 38119
Phone number
(901) 722-5433
Established
Tennessee since 02/21/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRUMP LIFE INSURANCE SERVICES, LLCOWNER
COLLINS, HEATHER MARIEASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER5851459
CORDLE, COYE BAXTER IIICHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER4544954
HARRISON, BRUCE ANDREWPRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR2232934
MERCHANT, JEFFREY SCHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR4668892
SCHUYLER, JOHN EDWINSECRETARY AND DIRECTOR1056044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

P.J. ROBB VARIABLE, LLC

CRD#: 38339Harrisburg, PA 17110

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