Sandra J. Wendling

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CRD#: 1880372

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra Jean Wendling, who also goes by Sandra J Harty, Sandra Jean Harty, Sandra J Wendling, was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 1988. Sandra had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sandra J Harty | Sandra Jean Harty | Sandra J Wendling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 19, 2005 - December 31, 2017

INVESTMENT CONSULTING SERVICES, LLC

RIA

CRD#: 122064

OAK BROOK, IL

Past

April 24, 2001 - October 21, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

July 31, 1993 - October 21, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 13, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 23, 1988 - November 27, 1989

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT CONSULTING SERVICES, LLC

INVESTMENT CONSULTING SERVICES, LLC | WENDLING, SANDRA JEAN | INVESTMENT COUNSULTING SERVICES, L.L.C.

CRD#: 122064 / SEC#: 801-61387

RIA

Registered Investment Advisory firm - (8/29/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/26/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Current Firm

INVESTMENT CONSULTING SERVICES, LLC

INVESTMENT CONSULTING SERVICES, LLC | WENDLING, SANDRA JEAN | INVESTMENT COUNSULTING SERVICES, L.L.C.

CRD#: 122064 / SEC#: 801-61387

RIA

Registered Investment Advisory firm - (8/29/2002 Approved)

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Contact information

Main Address

1 E. 22nd Street Suite L100, Lombard, IL 60148

Mailing Address

Phone number

(630) 928-1052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICS ADV PART 2A (8/25/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandra J. Wendling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

INVESTMENT CONSULTING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1992

Series 63

Date: 1/10/1989

Series 3

Date: 2/26/1990

Series 7

Date: 11/19/1988

Current Firm

INVESTMENT CONSULTING SERVICES, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

INVESTMENT CONSULTING SERVICES, LLC

TRUST BUT VERIFY

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