Peter W. Bailey
Professional summary
Peter William Bailey, who also goes by Peter William Bailey, is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1988. Peter has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter William Bailey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2025 - Present
BLAYLOCK VAN, LLC
Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022January 3, 2023 - May 15, 2024
HILLTOP SECURITIES INC.
January 28, 2022 - January 23, 2023
NATWEST MARKETS SECURITIES INC.
August 13, 2021 - January 26, 2022
R.W.PRESSPRICH & CO.
October 7, 2020 - August 31, 2021
IMPERIAL CAPITAL, LLC
January 2, 2020 - October 22, 2020
R.W.PRESSPRICH & CO.
August 24, 2018 - December 26, 2019
OPPENHEIMER & CO. INC.
August 23, 2012 - July 31, 2018
SUSQUEHANNA FINANCIAL GROUP, LLLP
September 28, 2009 - June 29, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
May 5, 2009 - September 25, 2009
TRUIST SECURITIES, INC.
February 13, 2008 - May 6, 2009
CITIGROUP GLOBAL MARKETS INC.
April 26, 2005 - June 13, 2006
NATIONAL BANK OF CANADA FINANCIAL INC.
June 28, 2004 - April 26, 2005
NATWEST MARKETS SECURITIES INC.
July 3, 2002 - June 15, 2004
DEUTSCHE BANK SECURITIES INC.
March 6, 2001 - June 26, 2002
BANC OF AMERICA SECURITIES LLC
February 26, 1999 - February 28, 2001
NATWEST MARKETS SECURITIES INC.
September 20, 1988 - June 26, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2025)
Exams
FINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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