Laura A. Otander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Ann Otander, who also goes by Laura A Cochran, Laura A Rohm, Laura Ann Rohm, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1988. Laura had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2010 - April 1, 2013
OBS BROKERAGE SERVICES, INC.
August 25, 2005 - June 24, 2010
HAZARD & SIEGEL, INC.
May 3, 1999 - August 30, 2005
PARK AVENUE SECURITIES LLC
April 24, 1991 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
October 7, 1988 - November 16, 1989
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBS BROKERAGE SERVICES, INC.
CRD#: 104281 / SEC#: , 8-52780
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
