Athanasios Nick Bafas
Professional Summary
Athanasios Nick Bafas, who also goes by Tom Bafas, is a registered financial advisor currently at ANOVEST INVESTMENT ADVISORS located in Marietta, Georgia and ANOVEST FINANCIAL SERVICES, INC. located in Marietta, Georgia. Athanasios is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Athanasios has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Bafas
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Years of Experience
38 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Current Firm
ANOVEST INVESTMENT ADVISORS | ANOVEST INVESTMENT ADVISORS, INC.
Contact Information
Main Address
3225 Shallowford Road Suite 220, Marietta, GA 30062Phone Number
(770) 971-7117# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
75AUM (Assets Under Management)
$39,455,802Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
State Registrations and Notice Filings
(5/8/2013)
(3/23/2006)
(9/27/2021)
(3/19/2019)
(7/18/2005)
(5/17/2005)
(11/27/2007)
(7/13/2005)
(8/2/2005)
(3/20/2006)
(7/21/2005)
(7/8/2005)
(4/18/2019)
(4/13/2020)
(7/21/2005)
(4/3/2018)
(8/8/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Athanasios Nick Bafas's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
