William R. Williams
Professional summary
William Ray Williams, who also goes by Bill Williams, is a registered financial advisor currently at WRWCO, LLC located in Houston, Texas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. William has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Ray Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2003 - Present
WRWCO, LLC
February 17, 2016 - January 3, 2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 20, 2013 - March 4, 2014
LEIGH BALDWIN & CO., LLC
June 8, 2009 - December 6, 2011
STIFEL INDEPENDENT ADVISORS, LLC
June 15, 2005 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
January 29, 2003 - July 10, 2012
WRWCO, LLC
January 6, 2003 - July 22, 2003
SMH CAPITAL ADVISORS LLC
December 20, 2001 - July 3, 2003
SANDERS MORRIS LLC
September 2, 1999 - December 20, 1999
AMHERST SECURITIES GROUP, L.P.
May 26, 1995 - September 25, 1997
AMHERST SECURITIES GROUP, L.P.
September 27, 1988 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
September 27, 1988 - June 5, 1995
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/29/2003)
Exams
Current Firm
WRWCO, LLC
CRD#: 113665 / SEC#: 801-64163
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 98,079,512 |
Red Flags
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