Kevin R. Sarsany

TAG CAPITAL PARTNERS

New York, NY 10016

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CRD#: 1879694

Professional summary

Kevin Robert Sarsany is a registered financial professional currently at TAG CAPITAL PARTNERS located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1988. Kevin has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 7 and Series 87 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Robert Sarsany's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2025 - Present

TAG CAPITAL PARTNERS

Office #1: 275 Madison Ave 30th Floor, New York, NY 10016

CRD#: 318850

New York, NY

Past

June 7, 2022 - April 16, 2024

RCM SECURITIES

CRD#: 15548

CHICAGO, IL

Past

January 9, 2020 - December 9, 2021

BRADLEY WOODS & CO. LTD.

CRD#: 13660

NEW YORK, NY

Past

September 11, 2014 - March 7, 2019

EQUUS FINANCIAL CONSULTING LLC

CRD#: 131449

NEW CANAAN, CT

Past

April 3, 2012 - October 11, 2012

TSG SPECTRUM CAPITAL ADVISORS, LLC

CRD#: 157805

ALEXANDRIA, VA

Past

January 22, 2009 - April 20, 2012

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

September 19, 2006 - October 23, 2007

NEXT GENERATION EQUITY RESEARCH LLC

CRD#: 130754

CHICAGO, IL

Past

July 8, 2005 - July 5, 2006

FORESIGHT RESEARCH SOLUTIONS LLC

CRD#: 131411

NEW YORK, NY

Past

July 9, 2004 - July 5, 2005

SOLEIL SECURITIES CORPORATION

CRD#: 124737

NEW YORK, NY

Past

August 25, 1998 - March 17, 2000

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

August 31, 1989 - January 16, 1995

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

October 19, 1988 - February 1, 1989

J. T. MORAN & CO., INC.

CRD#: 15655

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/13/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 7/15/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/8/2004

General Securities Representative Examination

General Industry/Product Exam

Series 87

Date: 7/6/2004

Research Analyst Exam - Part II Regulations Module

SRO Registrations

FINRA

Current Firm

TAG CAPITAL PARTNERS

TAG CAPITAL PARTNERS | TAG CAPITAL PARTNERS LLC

CRD#: 318850 / SEC#: , 8-70927

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

275 Madison Ave 30th Floor, New York, NY 10016

Mailing Address

275 Madison Ave 30th Floor, New York, NY 10016

Phone number

(212) 993-7400

Established

New York since 01/06/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TAG FINANCIAL INSTITUTIONS GROUP, LLC	OWNER
BROWN, EVAN	CHIEF COMPLIANCE OFFICER	6563464
NIGRO, STEVEN HAROLD	CHIEF EXECUTIVE OFFICER / FINOP	1384876

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. Sarsany

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Robert Sarsany's CRS (Customer Relationship Summary).

Certified licenses

Experience

RCM SECURITIES

BRADLEY WOODS & CO. LTD.

EQUUS FINANCIAL CONSULTING LLC

TSG SPECTRUM CAPITAL ADVISORS, LLC

LEGEND MERCHANT GROUP, INC.

NEXT GENERATION EQUITY RESEARCH LLC

FORESIGHT RESEARCH SOLUTIONS LLC

SOLEIL SECURITIES CORPORATION

WILLIAM BLAIR

WILLIAM BLAIR

J. T. MORAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/13/2004

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 86

Date: 7/15/2004

Series 7

Date: 7/8/2004

Series 87

Date: 7/6/2004

FINRA

Current Firm

TAG CAPITAL PARTNERS

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TAG CAPITAL PARTNERS

TRUST BUT VERIFY

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