John V. Johnson

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CRD#: 1879449

Professional summary

John Victor Johnson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, John had worked at 8 firms, which includes PVG ASSET MANAGEMENT CORP, DELTA INVESTMENT MANAGEMENT LLC, FOUNDERS ASSET MANAGEMENT LLC, APB FINANCIAL GROUP LLC, BERGER DISTRIBUTORS LLC, TRANSAMERICA FINANCIAL ADVISORS LLC, JANUS HENDERSON DISTRIBUTORS US LLC, THE STUART-JAMES COMPANY INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Aliases

J V Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 14, 2009 - December 12, 2013

PVG ASSET MANAGEMENT CORP

RIA

CRD#: 105541

GOLDEN, CO

Past

April 6, 2009 - April 17, 2009

DELTA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 149596

ARVADA, CO

Past

August 14, 2002 - June 25, 2008

FOUNDERS ASSET MANAGEMENT LLC

RIA

CRD#: 44645

DENVER, CO

Past

January 19, 2000 - November 6, 2001

APB FINANCIAL GROUP, LLC

CRD#: 38235

NEW YORK, NY

Past

September 8, 1997 - January 7, 2000

BERGER DISTRIBUTORS LLC

CRD#: 41436

DENVER, CO

Past

November 30, 1993 - April 5, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

December 23, 1992 - August 1, 1997

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

September 20, 1988 - May 23, 1989

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/29/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/25/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

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Contact information

Main Address

6898 S. University Blvd. Suite 100, Centennial, CO 80122

Mailing Address

Phone number

(303) 526-0548

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 617,865,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

John V. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PVG ASSET MANAGEMENT CORP

DELTA INVESTMENT MANAGEMENT, LLC

FOUNDERS ASSET MANAGEMENT LLC

APB FINANCIAL GROUP, LLC

BERGER DISTRIBUTORS LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

JANUS HENDERSON DISTRIBUTORS US LLC

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/1992

Series 7

Date: 9/29/1995

Series 6

Date: 6/25/1992

Current Firm

PVG ASSET MANAGEMENT CORP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PVG ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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