SD
Steven L. Dymant
STEELPEAK WEALTH
Woodland Hills, CA 91367
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CRD#: 1878686
SD
Professional summary
Steven Lee Dymant, who also goes by Steve Dymant, Steven L Dymant, is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Woodland Hills, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Dymant | Steven L Dymant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vigilant Drone Defense; Investment Related: No; Location: 1055 West 7th Street - 33rd Floor, Los Angeles, CA 90017; Nature: Counter UAV Defense Technology Firm; Position: Member of the Board of Directors; Relationship: Board of Directors; Start Date: May 2022; Hours/Month: 3-5 hrs; Hours/Month during securities trading hours: 0; Duties: Board Member - provide advice on financing strategies (equity and debt), expansion strategies and strategic partnerships. 2) Mona Lisa Investments, LLC; Investment Related: Yes; Location: 15810 E Centipede Drive; Fountain Hills, AZ 85268; Nature: Single-purpose SPV that holds an investment in Vigilant Drone Defense Inc.; Position: General Partner; Relationship: General Partner; Start Date: May 2022; Hours/Month: 3-5 hrs; Hours/Month during securities trading hours: 0; Duties: General Partner - provide updates to underlying investors on a quarterly basis; answer ad hoc questions.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Lee Dymant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2023 - Present
STEELPEAK WEALTH, LLC
Office #1: 21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367RIA
CRD#: 165168
Woodland Hills, CA
Past
June 10, 2021 - June 27, 2023
PRIME OPPORTUNITIES INVESTMENT GROUP LLC
RIA
CRD#: 146944
FOUNTAIN HILLS, AZ
Past
April 6, 2017 - May 18, 2018
ECHELON ASSET MANAGEMENT
RIA
CRD#: 169484
WESTPORT, CT
Past
July 1, 1997 - May 30, 2006
RANGEMARK CAPITAL MARKETS, INC.
BD
CRD#: 42025
GREENWICH, CT
Past
November 20, 1995 - July 10, 1997
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
PORTLAND, ME
Past
October 21, 1988 - February 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC
CRD#: 165168 / SEC#: 801-77132
RIA
Registered Investment Advisory firm - (9/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC
CRD#: 165168 / SEC#: 801-77132
RIA
Registered Investment Advisory firm - (9/10/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 835-8720
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,369 |
| AUM (Assets Under Management) | $ 3,439,042,634 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
