Steven L. Dymant
Professional summary
Steven Lee Dymant, who also goes by Steve Dymant, Steven L Dymant, is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Woodland Hills, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Lee Dymant's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2023 - Present
STEELPEAK WEALTH, LLC
Office #1: 21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367June 10, 2021 - June 27, 2023
PRIME OPPORTUNITIES INVESTMENT GROUP LLC
April 6, 2017 - May 18, 2018
ECHELON ASSET MANAGEMENT
July 1, 1997 - May 30, 2006
RANGEMARK CAPITAL MARKETS, INC.
November 20, 1995 - July 10, 1997
FORESIDE FUNDS DISTRIBUTORS LLC
October 21, 1988 - February 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STEELPEAK WEALTH, LLC
CRD#: 165168 / SEC#: 801-77132
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2023)
Exams
Current Firm
STEELPEAK WEALTH, LLC
CRD#: 165168 / SEC#: 801-77132
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,369 |
| AUM (Assets Under Management) | $ 3,439,042,634 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
