Scott E. Felt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Eric Felt was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 17 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 22, Series 54, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2013 - June 14, 2024
ESTRADA HINOJOSA & COMPANY, INC.
October 2, 2012 - April 1, 2013
EDI FINANCIAL, INC.
July 16, 2012 - July 24, 2012
WEALTH SOLUTIONS, INC.
June 8, 2011 - January 3, 2012
SECURITIES CORPORATION OF AMERICA
February 7, 2011 - October 25, 2011
TEXAS E&P PARTNERS, INC.
February 1, 2011 - July 6, 2011
TRI-STAR FINANCIAL
August 27, 2010 - November 15, 2012
MICROVENTURE MARKETPLACE INC.
February 25, 2010 - June 10, 2011
THE PATRIOT GROUP SECURITIES
January 4, 2010 - April 1, 2011
ABSHIER WEBB DONNELLY & BAKER, INC.
July 30, 2009 - March 26, 2010
EVOLVE SECURITIES, INC.
November 1, 2007 - February 6, 2009
OSAIC FS, INC.
July 8, 2004 - January 12, 2007
PROVASI CAPITAL PARTNERS LP
December 2, 2002 - July 8, 2004
HIGH MARK SECURITIES, INC.
June 30, 2000 - December 11, 2002
MOMENTUM INDEPENDENT NETWORK INC.
June 30, 2000 - December 11, 2002
MOMENTUM INDEPENDENT NETWORK INC.
July 30, 1998 - June 23, 2000
MORGAN STANLEY DW INC.
October 9, 1997 - March 13, 1998
FIDELITY BROKERAGE SERVICES LLC
October 22, 1996 - July 30, 1997
GRAND FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ESTRADA HINOJOSA & COMPANY, INC.
CRD#: 19299 / SEC#: 801-61971, 8-37440
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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