Scott J. Kurland
Professional summary
Scott Jeffrey Kurland, who also goes by Scott Kurland, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 22 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7, Series 62 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Jeffrey Kurland's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2025 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 295 Madison Ave. Suite 1102, New York, NY 10017September 19, 2017 - November 1, 2018
SPENCER CLARKE LLC
January 12, 2017 - June 28, 2017
OSPREY PARTNERS LLC
March 29, 2013 - August 16, 2013
ALEXANDER CAPITAL, L.P.
December 19, 2012 - April 4, 2013
FELIX INVESTMENTS LLC
September 15, 2011 - December 18, 2012
PORTFOLIO ADVISORS ALLIANCE, LLC
May 23, 2011 - October 18, 2011
LAMPERT CAPITAL MARKETS INC.
March 18, 2010 - May 24, 2011
EMERSON EQUITY LLC
July 16, 2009 - January 12, 2010
LANE CAPITAL MARKETS LLC
October 1, 2007 - August 4, 2009
OPPENHEIMER & CO. INC.
September 27, 2007 - August 4, 2009
OPPENHEIMER & CO. INC.
April 19, 2006 - October 1, 2007
WELLS FARGO CLEARING SERVICES, LLC
April 19, 2006 - October 1, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 17, 2006 - March 31, 2006
CAPITAL GROWTH FINANCIAL, LLC
February 13, 2006 - March 31, 2006
CAPITAL GROWTH FINANCIAL, LLC
October 25, 2004 - February 13, 2006
TRAUTMAN WASSERMAN & COMPANY, INC.
January 3, 2004 - October 21, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2003 - October 21, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2002 - December 5, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 28, 2001 - February 8, 2002
CORINTHIAN PARTNERS, L.L.C.
June 3, 1992 - July 17, 2001
SANDS BROTHERS & CO., LTD.
October 29, 1991 - April 2, 1992
CIBC WORLD MARKETS CORP.
May 21, 1991 - November 5, 1991
GRUNTAL & CO., L.L.C.
June 15, 1989 - May 23, 1991
RODMAN & RENSHAW INC.
March 16, 1989 - May 9, 1989
ALLEGIANCE SECURITIES, INC.
September 27, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2025)
(10/2/2025)
(11/7/2025)
(10/27/2025)
(10/2/2025)
(11/6/2025)
(10/10/2025)
(11/12/2025)
(10/6/2025)
(10/6/2025)
(10/5/2025)
(10/2/2025)
(10/24/2025)
(10/6/2025)
Exams
Series 82TO
Date: 9/19/2025
Limited Representative-Private Securities OfferingsSeries 62
Date: 9/26/1988
Corporate Securities Limited Representative ExaminationSeries 8
Date: 2/11/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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