Terry L. Buffalo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lynn Buffalo was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1988. Terry had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2013 - October 17, 2014
BENJAMIN & JEROLD BROKERAGE I, LLC
May 31, 2013 - July 31, 2017
BUFFALO FINANCIAL SOLUTIONS, LLC
January 30, 2012 - February 22, 2013
FIRST MIDWEST SECURITIES, INC.
June 4, 2002 - February 22, 2013
FIRST MIDWEST SECURITIES, INC.
September 5, 2001 - November 14, 2002
NIPHIX INVESTMENTS INC.
October 28, 1997 - September 28, 2000
AISCO TRADING, INC.
August 21, 1997 - March 6, 2002
AMERICAN INVESTMENT SERVICES, INC.
March 6, 1995 - April 4, 1997
SMITH CULVER INVESTMENTS
February 17, 1994 - December 23, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
August 28, 1991 - January 28, 1994
KENNEDY, CABOT & CO.
April 10, 1991 - August 12, 1991
MASTERS FINANCIAL GROUP, INC.
February 21, 1991 - May 20, 1991
THE TRADING DESK, INC.
October 27, 1988 - September 21, 1989
CREWS & ASSOCIATES, INC.
October 5, 1988 - November 1, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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