Blair C. Mielke
Professional summary
Blair Christopher Mielke was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Blair is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Blair had worked at 8 firms, which includes BROOKSTONE SECURITIES INC., FIRST ALLIED ADVISORY SERVICES INC., FFP ADVISORY SERVICES INC, FFP SECURITIES INC., WATERSTONE FINANCIAL GROUP INC., FIRST ALLIED SECURITIES INC., LASALLE ST SECURITIES L.L.C., THRIVENT INVESTMENT MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2007 - November 24, 2009
BROOKSTONE SECURITIES, INC.
June 14, 2007 - November 24, 2009
BROOKSTONE SECURITIES, INC.
January 3, 2007 - June 28, 2007
FIRST ALLIED ADVISORY SERVICES, INC.
December 17, 2004 - January 3, 2007
FFP ADVISORY SERVICES INC
December 17, 2004 - June 28, 2007
FFP SECURITIES, INC.
May 8, 2003 - December 17, 2004
WATERSTONE FINANCIAL GROUP, INC.
September 5, 2001 - May 12, 2003
FFP ADVISORY SERVICES INC
March 11, 1998 - May 12, 2003
FFP SECURITIES, INC.
September 23, 1997 - December 23, 1997
FIRST ALLIED SECURITIES, INC.
June 27, 1996 - September 22, 1997
LASALLE ST SECURITIES, L.L.C.
February 10, 1995 - June 28, 1996
FFP SECURITIES, INC.
October 5, 1988 - February 21, 1995
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE SECURITIES, INC.
CRD#: 13366 / SEC#: 801-67061, 8-29116
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT, LLC. | PARENT COMPANY | |
| LOCY, DAVID WILLIAM | DIRECT OWNER/FINOP CHIEF COMPLIANCE OFFICER | 4682865 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
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