Ronald S. Ribnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Steven Ribnick was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2019 - June 23, 2022
KENSINGTON CAPITAL CORP.
December 11, 2015 - December 1, 2017
KENSINGTON CAPITAL CORP.
November 13, 2009 - February 1, 2013
LEGEND TRADING, LLC
August 13, 2007 - April 18, 2008
MARTINEZ-AYME SECURITIES
July 28, 1998 - December 1, 2006
KENSINGTON CAPITAL CORP.
June 12, 1991 - February 11, 1997
SPENCER-WINSTON SECURITIES CORPORATION
January 17, 1991 - May 24, 1991
KENSINGTON CAPITAL CORP.
November 28, 1988 - July 26, 1989
SPENCER-WINSTON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KENSINGTON CAPITAL CORP.
CRD#: 1742 / SEC#: , 8-28301
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SILVER, MOSES M | CFO | 2276798 |
| SILVER, MOSES M | CHIEF AML OFFICER | 2276798 |
| SILVER, MOSES M | CHIEF EXECUTIVE OFFICER | 2276798 |
| SIMON, STUART | OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER | 2802977 |
| SIMON, STUART | OPTIOS PRINCIPAL | 2802977 |
| SILVER, ABRAM JOSEPH | OWNER | 1137930 |
| CIANTRO, PHILIP GERARD | FINOP | 2350685 |
| LEDERMAN, ELISHEVA MICHELLE | OPTIONS PRINCIPAL, EXECUTIVE REPRESENTATIVE | 2596584 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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