Edward E. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Earl Young, who also goes by Ed Young, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1988. Edward had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2021 - September 3, 2021
EAGLE STRATEGIES LLC
February 13, 2021 - September 3, 2021
NYLIFE SECURITIES LLC
April 13, 2017 - December 31, 2019
WOODBURY FINANCIAL SERVICES, INC.
April 13, 2017 - December 31, 2019
WOODBURY FINANCIAL SERVICES, INC.
February 13, 2013 - April 14, 2017
SECURITIES AMERICA ADVISORS, INC.
February 13, 2013 - April 14, 2017
SECURITIES AMERICA, INC.
February 4, 2009 - February 13, 2013
INVESTMENT ADVISORS CORP
May 28, 2004 - February 13, 2013
BROKER DEALER FINANCIAL SERVICES CORP.
February 6, 2001 - June 3, 2004
EDWARD JONES
May 3, 1999 - February 13, 2001
VALIC FINANCIAL ADVISORS, INC.
April 12, 1990 - February 13, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
September 20, 1988 - April 6, 1990
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
