David Lee Berman
CFP®Professional Summary
David Lee Berman, CFP® is a registered financial advisor currently at BERMAN MCALEER located in Timonium, Maryland. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Current Firm
BERMAN MCALEER | BMC WEALTH MANAGEMENT | BERMAN MCALEER, LLC
Contact Information
Main Address
9690 Deereco Road Suite 800, Timonium, MD 21093Phone Number
(410) 560-9960# of Employees
29SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,467AUM (Assets Under Management)
$1,821,801,181Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
Primary Firm SEC Registration
BERMAN MCALEER | BMC WEALTH MANAGEMENT | BERMAN MCALEER, LLC
State Registrations and Notice Filings
(2/13/2025)
(10/31/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Feb 1989About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1988About the Series 6 examSimilar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Berman's CRS (Customer Relationship Summary).
Similar Advisors
WILLIAMS ASSET MANAGEMENT
WILLIAMS ASSET MANAGEMENT
THE MARSHALL FINANCIAL GROUP LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
