James F. Whitesides
Professional summary
James Francis Whitesides, who also goes by James Whitesides, Jim Whitesides, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1988. James has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Francis Whitesides's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2020 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606May 7, 1990 - June 13, 1992
BNP PARIBAS SECURITIES CORP.
September 20, 1988 - December 11, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2020)
Exams
Series 7TO
Date: 9/11/2020
General Securities Representative ExaminationFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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