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Wanda H. Brown

CRD#: 1877671
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WB
Wanda Huff Brown

Professional summary


Wanda Huff Brown was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Wanda is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Wanda had worked at 1 firm, which includes CENTURY CAPITAL CORP. OF SOUTH CAROLINA.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Elaine Huff Brown | Wanda Huff Elaine | Wanda Huff Freeman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 18, 1992 - September 22, 2000

CENTURY CAPITAL CORP. OF SOUTH CAROLINA

BD
CRD#: 15780
GREENVILLE, SC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


CC
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
CENTURY CAPITAL CORP. | PENNTOWER SECURITIES, INC. | CENTURY CAPITAL CORP. OF SOUTH CAROLINA

CRD#: 15780 / SEC#: , 8-32414

BD
Terminated by SEC on 11/21/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Kansas since 07/24/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BROWN, WANDA HUFFPRESIDENT, TREASURER1877671
LITTLEFIELD, WOODROW WILSON IIIV. PRES., SECRETARY1774066

Disclosures


Regulatory Event4
Arbitration1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTURY CAPITAL CORP. OF SOUTH CAROLINA

CRD#: 15780

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