Anthony L. Ritter
Professional summary
Anthony Leo Ritter, AIF®, who also goes by Tony Ritter, is a registered financial advisor currently at OSAIC ADVISORY SERVICES, LLC located in Scottsdale, Arizona and OSAIC WEALTH, INC. located in Scottsdale, Arizona.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Anthony has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Leo Ritter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2024 - Present
OSAIC ADVISORY SERVICES, LLC
Office #1: 7336 E. Deer Valley Road Suite 110, Scottsdale, AZ 85255October 11, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255Office #2: 1041 Lincoln Avenue, Steam Boat Springs, CO 80487October 11, 2024 - October 11, 2024
OSAIC WEALTH, INC.
November 27, 2007 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
November 6, 2007 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
April 2, 2007 - November 13, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - November 13, 2007
MORGAN STANLEY & CO. LLC
May 7, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
October 17, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
July 11, 1996 - November 5, 2002
UBS FINANCIAL SERVICES INC.
April 30, 1990 - August 1, 1996
CITIGROUP GLOBAL MARKETS INC.
September 20, 1988 - May 16, 1990
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
OSAIC ADVISORY SERVICES, LLC
CRD#: 171070 / SEC#: 801-80075
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2024)
(10/17/2024)
(10/11/2024)
(10/15/2024)
(10/11/2024)
(10/15/2024)
(10/11/2024)
(10/16/2024)
(10/11/2024)
(10/11/2024)
(10/11/2024)
(10/15/2024)
(10/11/2024)
(10/11/2024)
(10/11/2024)
(10/11/2024)
(10/15/2024)
(9/10/2025)
(10/11/2024)
(10/23/2024)
(10/11/2024)
(10/11/2024)
(2/20/2025)
(10/11/2024)
(10/15/2024)
(6/9/2025)
(10/11/2024)
(8/8/2025)
(10/11/2024)
Exams
Series 8
Date: 8/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
OSAIC ADVISORY SERVICES, LLC
CRD#: 171070 / SEC#: 801-80075
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,032 |
| AUM (Assets Under Management) | $ 12,469,688,882 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC ADVISORY SERVICES, LLC
CRD#: 171070Scottsdale, AZ 85255TRUST BUT VERIFY
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