Andrew K. Pernambuco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Kennedy Joseph Pernambuco, who also goes by Andrew Kennedy Joseph, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1988. Andrew had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2020 - September 6, 2021
BLUEPRINT CAPITAL MARKETS
October 8, 2007 - February 2, 2017
KAIETEUR INVESTMENTS LLC
September 13, 2000 - July 11, 2001
KBC SECURITIES USA LLC
August 27, 1992 - February 3, 2000
COWEN AND COMPANY
July 23, 1992 - July 28, 1992
CITICORP INVESTMENT SERVICES
March 6, 1991 - April 24, 1991
PRUDENTIAL EQUITY GROUP, LLC
October 5, 1989 - March 14, 1990
GLOBAL CAPITAL SECURITIES, INC.
June 14, 1989 - December 20, 1989
BARRETT DAY SECURITIES, INC.
June 12, 1989 - March 19, 1990
LEGEND MERCHANT GROUP, INC.
May 10, 1989 - November 20, 1989
ALLIED CAPITAL GROUP, INC.
February 2, 1989 - September 13, 1989
WINSTON-FROST SECURITIES, INC.
November 23, 1988 - January 18, 1989
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/24/2024
General Securities Representative ExaminationCurrent Firm
BLUEPRINT CAPITAL MARKETS
CRD#: 44323 / SEC#: , 8-50628
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANZO, MARK THOMAS | FINOP / PFO / POO | 1229739 |
| WALTHOUR, JACOB NMN JR. | CEO, GENERAL SECURITIES PRINCIPAL, CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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