Jeffrey D. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey David Weiss, who also goes by Jeffrey D Weiss, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 13 firms and has passed the Series 99TO, Series 62, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2021 - October 4, 2024
ROBINHOOD SECURITIES, LLC
January 19, 2021 - October 4, 2024
ROBINHOOD FINANCIAL, LLC
April 4, 2014 - January 6, 2021
TD AMERITRADE CLEARING, INC.
August 12, 2013 - January 6, 2021
TD AMERITRADE, INC.
July 29, 2009 - July 22, 2013
VIRTU AMERICAS LLC
December 5, 2008 - December 31, 2010
KNIGHT LIBERTAS LLC
March 25, 2008 - September 4, 2008
EDGETRADE LLC
July 25, 2007 - December 31, 2010
KNIGHT BONDPOINT, INC.
September 22, 2005 - October 11, 2007
DE ROUTE
August 3, 2005 - December 31, 2010
KNIGHT DIRECT LLC
November 22, 2004 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
January 26, 2004 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 3, 2003 - February 9, 2004
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 2/2/2006
Limited Representative-Equity Trader ExamCurrent Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
