Daniel B. Lidawer

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CRD#: 1877045

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Baruch Lidawer was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 28, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 11, 2017 - November 5, 2018

CRESSET ASSET MANAGEMENT, LLC

RIA

CRD#: 288566

CHICAGO, IL

Past

June 20, 2016 - June 28, 2017

RDM INVESTMENT SERVICES, LLC

CRD#: 104266

WESTPORT, CT

Past

March 10, 2008 - June 2, 2017

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

CHICAGO, IL

Past

March 10, 2008 - June 2, 2017

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

February 14, 2008 - March 3, 2008

FIRST SOVEREIGN SECURITIES

CRD#: 39147

NORTHBROOK, IL

Past

January 31, 2006 - March 20, 2008

ENDEAVOR CAPITAL MANAGEMENT, LLC

RIA

CRD#: 139059

CHICAGO, IL

Past

October 23, 2003 - August 24, 2005

EQUIBASE CAPITAL MARKETS, LLC

CRD#: 126831

CHICAGO, IL

Past

September 18, 1996 - March 21, 2003

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

March 27, 1995 - May 6, 1996

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

October 19, 1988 - April 20, 1995

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESSET ASSET MANAGEMENT, LLC

CRD#: 288566 / SEC#: 801-110753

RIA

Registered Investment Advisory firm - (7/10/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 7/15/2003

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 9

Date: 7/24/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 5/22/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2000

General Securities Principal Examination

Current Firm

CRESSET ASSET MANAGEMENT, LLC

CRD#: 288566 / SEC#: 801-110753

RIA

Registered Investment Advisory firm - (7/10/2017 Approved)

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Contact information

Main Address

444 W. Lake Street Suite 4700, Chicago, IL 60606

Mailing Address

Phone number

(312) 429-2400

Established

Firm type

Fiscal year end

# of Employees

468

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRESSET ASSET MANAGEMENT, LLC FORM ADV2A ("DISCLOSURE BROCHURE") AND APPENDIX 1 ("WRAP FEE BROCHURE") (10/29/2025)

Regulatory assets under management

Total Number of Accounts	42,546
AUM (Assets Under Management)	$ 71,864,303,961

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/10/2025	Cover Page	Report
10/09/2024	Cover Page	Report
11/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel B. Lidawer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RDM INVESTMENT SERVICES, LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

FIRST SOVEREIGN SECURITIES

ENDEAVOR CAPITAL MANAGEMENT, LLC

EQUIBASE CAPITAL MARKETS, LLC

WILLIAM BLAIR

LAZARD FRERES & CO. LLC

SALOMON BROTHERS INC.

Primary Firm SEC Registration

CRESSET ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2009

Series 65

Date: 9/27/1999

Series 63

Date: 11/4/1988

SIE

Date: 6/28/2017

Series 7

Date: 10/15/1988

Series 28

Date: 7/15/2003

Series 9

Date: 7/24/2000

Series 10

Date: 5/22/2000

Series 24

Date: 2/1/2000

Current Firm

CRESSET ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CRESSET ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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