Fabio Perna
Professional summary
Fabio Perna is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Fabio is registered as a RR (Registered Representative) and started their career in finance in 1990. Fabio has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fabio Perna's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019December 9, 2004 - January 6, 2023
CREDIT AGRICOLE SECURITIES (USA) INC.
January 12, 2000 - May 16, 2001
HARRISDIRECT LLC
September 2, 1997 - November 9, 1999
ATLANTIC GROUP SECURITIES, INC.
April 27, 1995 - August 29, 1997
RICKEL & ASSOCIATES, INC.
April 18, 1990 - April 24, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/13/2023
Operations Professional Examination24X National Exchange LLC
Cboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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